BDC Comment Letters
Comment Letter to House Financial Services Subcommittee re: Removing Barriers to Capital Access
Comment Letter to House Financial Services Subcommittee re: Removing Barriers to Capital Access The Small Business Investor Alliance submitted a letter regarding the “accredited investor” definition and related Securities and Exchange Commission (SEC) regulations to the Chairman and Ranking Member of the House Financial Services Committee ahead of the February 8 hearing, “Sophistication or Discrimination:…
Read MoreCoalition Letter to Ohio Division of Securities re: Rule 1301:6-3-09 Registration by Qualification
Coalition Letter to Ohio Division of Securities re: Rule 1301:6-3-09 Registration by Qualification The Small Business Investor Alliance signed onto a coalition letter on the proposal of the Ohio Division of Securities Division to amend Rule 1301:6-3-09. Categories BDC BDC Comment Letters BDC Success Stories Comment Letter Congress ISF Perspectives LP Middle Market News Press…
Read MoreComment Letter to SEC re: Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies
Comment Letter to SEC re: Environmental, Social, and Governance Disclosures for Investment Advisers and Investment Companies The Small Business Investor Alliance submitted a comment letter s in response to the proposed rule issued by the Securities and Exchange Commission (SEC) regarding new environmental, social, and governance (ESG) disclosure mandates for funds and investment advisers Categories…
Read MoreCoalition letter to U.S. Department of Treasury re: EBITDA Standard
Coalition letter to U.S. Department of Treasury re: EBITDA Standard On Thursday, April 11, SBIA participated in the annual Securities and Exchange Commission’s (SEC) Small Business Forum and submitted a series of policy recommendations. The Forum is an opportunity for market participants to engage with the Commission on small and midsize business capital formation and…
Read MoreCongressional Letter to SEC re: Co-investment Transactions
Congressional Letter to SEC re: Co-investment Transactions U.S. Representative Gwen Moore and U.S. Representative Bryan Steil sent a letter to Securities and Exchange Commission Chair Gary Gensler urging the agency to make permanent the exemptive relief that allows business development companies (BDCs) and their affiliates flexibility to participate in certain “follow-on” co-investments. Categories BDC BDC…
Read MoreComment Letter to SEC re: Co-investment Transactions
Comment Letter to SEC re: Co-investment Transactions The Small Business Investor Alliance sent a comment letter to the Securities and Exchange Commission (SEC) regarding business development company co-investment transactions. Categories BDC BDC Comment Letters BDC Success Stories Comment Letter Congress ISF Perspectives LP Middle Market News Press Release RBIC SBA SBIC Small Business Investor Alliance…
Read MoreComment Letter to House Leadership re: Qualified Small Business Stock (QSBS) Exclusion
The Small Business Investor Alliance joined a coalition letter to House Speaker Nancy Pelosi and House Majority Leader Kevin McCarthy, urging policymakers to preserve the Qualified Small Business Stock (QSBS) exclusion that successfully bolsters investment in innovative small businesses and startups.
Read MoreComment Letter re: Proposed Taxes on Long-Term Capital Gains
Members of the Small Business Investor Alliance signed a joint letter to House and Senate leaders expressing “deep concern over current proposals in Congress that would unfairly tax investments made in small businesses.”
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